Stephen DavisPrincipal RIA/CEO
Mr. Davis’s career in financial services spans three decades. The inception of his career began in 1976 as a partner with Employee Benefit Planners. Working as an Insurance educator, Stephen presented retirement workshops and seminars. In 1990 he founded Stephen K. Davis Financial Services.
In 1995, the corporate RIA Safe Harbor Capital Corp. was then formed; now known as Safe Harbor Asset Management. The RIA was established to provide fee-based financial services.
He currently holds the following security licenses:
Series 7: General Securities
Series 24: Licensed Principal
Series 63: NY State Uniform Securities Agent
Mr. Davis continues to lecture on various subjects regarding asset allocation, risk management, portfolio composition and his application of Modern Portfolio Theory to trade groups and associations.
He has been quoted in the New York Times and featured in Forbes Magazine, along with being quoted in other periodicals. Please visit our Company News & Updates page for the full list.
Residing in Centerport, NY; Mr. Davis enjoys boating, skiing and is an accomplished watercolorist. His work has been exhibited in local art showcases.
Jessica TraskOffice Manager
Jessica has over 23 years of experience in the Wealth Management industry. Having previously worked for 10 years for a Financial Advisor in East Islip, NY as an Administrative Assistant. Jessica has been with SAM since 1997.
As Office Manager, Jessica is in charge of our Client Services department. Her duties include any administrative and clerical aspects, preparing detailed client paperwork, requesting illustrations, account processing, and human resources. Playing a key role in the efficiency of Client Services, Jessica assists our Advisor in maintaining all compliance and licensing issues. Proficient in various computer programming systems, Jessica runs our Portfolio Management System, which produces all of our client’s quarterly reports and billing of fees.
'Giving personal attention to our clients and their needs is something that I value and love it when I can assist our clients while putting them at ease as they entrust their portfolios for us to manage. I enjoy the variety of challenges that may come about and aiding in the solutions for our client investors.'
Any questions for our Client Services Department, you may contact her at email@example.com.
Ana ReañoDirector of Marketing & Public Relations
Joining the SAM Team in September 2010, Ana graduated with a Bachelor’s Degree in Public Relations from Long Island University at C.W. Post in January 2010. After working several years in Finance for the Healthcare sector, she brings fresh ideas to the team. As Director, she handles all public communication, media relations, and marketing initiatives. All Speaking Engagements are to be directed to her office.
"Branding is an important foundation for any company, Safe Harbor Asset Management encompasses the Art of Wealth Management, and it is my job to convey that message, and it’s very easy when you work with a team that is hands on and actually cares for their clients and associates."
If you are a member of the media or would like more information on any of our marketing initiatives you may contact Ana at: firstname.lastname@example.org.