Registered Investment Advisor (RIA) vs. Broker Dealer: What are the Differences & Who Should You Invest With?
To the unfamiliar, both professionals may seem the same, but there are differences that distinguish the two in ways that investors should pay very close attention to. How are they Licensed? RIAs are registered with the Securities and Exchange Commission (SEC) or their state securities regulator. Broker-dealers are members of the Financial Industry
