Wealth Management Services
Safe Harbor Asset Management, Inc. (SAM) was incorporated in 1995, a “Fee-Only” SEC-Registered Investment Adviser (RIA). SAM partners with clients to develop creative, tailored wealth management solutions to fulfill their missions and goals.
Investment Philosophy
The investment process we employ in portfolio management is guided by the principles of Modern Portfolio Theory (MPT). SAM utilizes a global strategic Asset Allocation model to construct portfolios around a core of index and enhanced index funds.
The Advanced Planning Approach to Wealth Management
Many Financial Advisors are adept at Asset Management, but there are few Advisors who encompass the Advanced Planning experience and skills that successful families need from their Advisors. Stephen works with an expert team of professionals specializing in tax, legal and insurance services to define the best practices for a high-net-worth family’s Wealth Plan.
Stephen believes in a disciplined approach to Wealth Management and walks clients through an in-depth interview designed to identify their values and goals. The SAM Wealth Management Formula; (WM) = Investment Consultation (IC) + Advanced Planning (AP) + Relationship Management (RM).
After a thorough review of financial objectives, investment time horizon, and risk tolerance of a client’s particular circumstances are established and written in a personal Investment Policy Statement, he provides recommendations based on the individual needs of the client and the Investment Philosophy of the firm.
SAFE HARBOR ASSET MANAGEMENT AWARDS *
*Financial Advisor Magazine’s RIA Survey & Rankings recognition received in the July issues of 2012, 2015 and 2016, published online, and are based on assets under management at year end for the two calendar years prior to publication date. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Long Island Business News’ Long Island Business & Finance Awards recognition received in the Nov 18-24, 2022 issue. This award is based solely on self-nomination and number of votes received by the voting public. Safe Harbor Asset Management and its advisors do not pay for placement on 3rd party rating or ranking lists. Rankings and recognitions are no guarantee of future investment success.
